Accounting & Finance - Compliance Jobs in London

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Compliance Assistant

Salary:
£20 - £22 p/h
Location:
City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:
Contract/Temporary
Date Posted:
06-Jan-2009 13:02Add to My Shortlist

My client, a leading Global Asset Management firm has had a vacancy arise within their expanding Compliance team as a Compliance Assistant. The main purpose of this role of Compliance Assistant is to: -Assist management in its prime responsibility for complying with all relevant regulations. -Providing advice and guidance so that it can ensure appropriate operating procedures and controls are...

Compliance Assistant

Salary:
£20 - £22 p/h
Location:
City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:
Contract/Temporary
Date Posted:
06-Jan-2009 13:02Add to My Shortlist

My client, a leading Global Asset Management firm has had a vacancy arise within their expanding Compliance team as a Compliance Assistant. The main purpose of this role of Compliance Assistant is to: -Assist management in its prime responsibility for complying with all relevant regulations. -Providing advice and guidance so that it can ensure appropriate operating procedures and controls are...

Compliance Analyst - Discretionary Fund Manager

Salary:
£40k - £45k pa
Location:
City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:
Permanent
Date Posted:
05-Jan-2009 08:05Add to My Shortlist

Our client is a leading independent discretionary fund manager . The Compliance team is growing and an opportunity has arisen for an Analyst who wishes to work autonomously in a dynamic environment in which their development will be limited only by their ability. In this evolving world of less prescriptive and more principles based regulation, the successful candidate will be...

Compliance Monitoring Officer - General Insurance

Salary:
£30k - £35k pa + Benefits
Location:
City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:
Permanent
Date Posted:
06-Jan-2009 16:53Add to My Shortlist

Overview: An excellent opportunity has arisen for a Compliance Monitoring officer to join the leading, insurance firm. You will be part of the monitoring team and will be responsible for enhancing the regulatory framework within the group. Duties and responsibilities: - To conduct call monitoring - Following up with site visits and analysing management information in order to assess compliance...

Compliance Manager - Life and General Insurance

Salary:
£50,000 - £65,000
Location:
City Of London
Job Type:
Permanent
Date Posted:
06-Jan-2009 16:47Add to My Shortlist

This global Financial Services brand currently have a requirement for a new Compliance Manager to join their expanding Life and General Insurance division. You will work under the leadership of the Head of Group Compliance (Insurance) with minimal guidance. The thrust of the role will be to deliver core components of the group compliance plan by providing advice and high...

Head of Business Advisory Compliance

Salary:
C.£90,000+ Bens+ Bonus
Location:
London
Job Type:
Permanent
Date Posted:
05-Jan-2009 09:39Add to My Shortlist

A new role has arisen with this leading global bank for a Head of Business Advisory Compliance. This role will lead a team of compliance advisory staff focusing on providing front line support to the UK private bank. The role will be based in London and will report to the Director of UK and International Business Advisory. The job holder...

Head of Legal & Compliance, London

Salary:
£80k - £90k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
03-Jan-2009 10:01Add to My Shortlist

Having grown very rapidly, particularly recently, we are seeking a Head of Legal & Compliance to take over the running of the Legal, Compliance and Company Secretarial function of this leading financial services organisation. Both a challenging and rewarding role your day to day responsibilities will specifically include providing legal advice to the company on various issues, including equity and...

Compliance Specialist - Import/ Export

Salary:
C£40,000 + bens
Location:
London
Job Type:
Permanent
Date Posted:
07-Jan-2009 00:00Add to My Shortlist

COMPLIANCE SPECIALIST - IMPORT/EXPORT City C£40, 000 + Excellent Benefits package City based prestigious Financial Institution is seeking to recruit an experienced Compliance Co-ordinator who has specialised in compliance related to customs issues and the international import and export of goods, ideally centred on Europe and the CIS The role involves assisting business managers in relation to export matters, export and...

International Trade Compliance Coordinator

Salary:
C£40,000 + Benefits
Location:
London
Job Type:
Permanent
Date Posted:
07-Jan-2009 00:00Add to My Shortlist

INTERNATIONAL TRADE COMPLIANCE COORDINATOR City C£40, 000 + Excellent Benefits package A prestigious City based Financial Institution is seeking to recruit an experienced Compliance Co-ordinator who has specialised in compliance relating to customs issues and the international import and export of goods, ideally centred on Europe and the CIS. The role involves assisting business managers in relation to export matters, export...

Compliance Consultant (Insurance)

Salary:
£50,000 - £70,000
Location:
The City
Job Type:
Permanent
Date Posted:
06-Jan-2009 16:27Add to My Shortlist

The Company: My client has a reputation as a flexible, growing and innovative company. They continue to win markets through the excellence and integrity of our people. We are always eager to meet talented people who are interested in pursuing a career in our company The Role: The key point of the role is to develop, in conjunction with the...

Compliance Consultant (Insurance)

Salary:
£50,000 - £70,000
Location:
The City
Job Type:
Permanent
Date Posted:
02-Jan-2009 12:38Add to My Shortlist

The Company: My client has a reputation as a flexible, growing and innovative company. They continue to win markets through the excellence and integrity of our people. We are always eager to meet talented people who are interested in pursuing a career in our company The Role: The key point of the role is to develop, in conjunction with the...

European Customs DutyInternational Trade Compliance Officer

Salary:
c£40k
Location:
London
Job Type:
Permanent
Date Posted:
02-Jan-2009 11:10Add to My Shortlist

European Customs and Duty and International Trade Compliance This is an excellent opportunity to join a leading Financial Institution to assist in relation to a variety of customs matters, export and import licensing matters, and matters relating to EU environmental regulation (such as REACH, RoHS and packaging waste issues). You will be responsible for assisting to manage the European Offices...

Compliance Manager

Salary:
£60,000 - £80,000
Location:
London
Job Type:
Permanent
Date Posted:
01-Jan-2009 00:00Add to My Shortlist

Compliance Manager Global asset management company - £114.7bn AUM Job Summary To provide compliance advice to and build a good working relationship with the Investment division. Advisory responsibility will typically cover areas relating to the front office in investment management and will include client classification, client agreements, research, dealing, dealing commission, fund management, market abuse, PA dealing, code of ethics, ...

Compliance and Risk Monitoring Officer

Salary:
To £55,000+Bonus+Bens
Location:
London
Job Type:
Permanent
Date Posted:
05-Jan-2009 11:26Add to My Shortlist

My client is a world leader in private banking and wealth management. The firm provides a comprehensive array of customised banking and securities services for its global client base. It now has an exciting new requirement for a Compliance and Risk Monitoring Officer. The role reports to the Head of Compliance and Risk Monitoring and will be part of a...

Compliance Monitoring Manager

Salary:
To £70,000+Car+Bonus+Bens
Location:
London
Job Type:
Permanent
Date Posted:
05-Jan-2009 10:54Add to My Shortlist

My client is a leading wealth manager with a significant global presence. The bank continues to invest in its compliance function as the business grows, and it now has a new requirement for a Compliance Monitoring Manager for its London based team. The role will report to the Associate Director of Monitoring and will have a varied remit including international...

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